SEC-registered financial advisors in New York
This page lists 924 advisory firms with a main office in New York that are registered with the SEC and report individual clients. It is not every advisor in New York. Firms registered with New York's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in New York
Showing 24 of 924
- 1230 Advisors, LLC$100M to $500MSEC recordPercentage of assets
- 16th Amendment Advisors LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- 2201 Capital, LLC$25M to $100MSEC recordPercentage of assets
- 4Thought Financial Group Inc.$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- Abbondandolo Wealth Management Corp$100M to $500MSEC recordPercentage of assets
- Abernathy Group II LLC$25M to $100MSEC recordPercentage of assetsHourlyPerformance-basedOther
- Acacia Grove Wealth Management$25M to $100MSEC recordPercentage of assetsHourly
- Accountants Proprietary Financial Servicenet, LLC$100M to $500MSEC recordPercentage of assets
- Acorn Advisory Capital, L.P.$1B or moreSEC recordPercentage of assetsPerformance-based
- Adalta Capital Management LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Adc Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Adirondack Capital Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Adirondack Financial Services Corp$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Adirondack Research & Management Inc.$100M to $500MSEC recordPercentage of assets
- Advent Capital Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Advice and Planning Services$1B or moreSEC recordPercentage of assetsOther
- Advisor Financial Services, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Aegis Capital Corp.$1B or moreSEC recordPercentage of assetsHourly
- Aetos Alternatives Management$1B or moreSEC recordPercentage of assetsPerformance-based
- AG Dillon Asset Management LP$100M to $500MSEC recordPercentage of assetsPerformance-based
- Aifam Group LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- AJF Capital Management, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat feeCommissions
- Albanyadvisor Group LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Alesco Advisors, LLC, An Esl Company$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Alinea Advisory Services LLC$25M to $100MSEC recordNewsletter subscriptions
- Allen Investment Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Allsquare Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Alpha$25M to $100MSEC recordPercentage of assets
- Alphyn Capital Management LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Alpine Saxon Woods$500M to $1BSEC recordPercentage of assets
- Alsworth Capital Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Altfest Personal Wealth Management$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Amazz Investment Management, Inc.$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Ameraudi Asset Management, Inc.$1B or moreSEC recordPercentage of assets
- American Capital Management Inc$1B or moreSEC recordPercentage of assets
- American Financial & Tax Strategies, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- American Wealth Administration Group LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Amidon & Petersen Financials, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Anchor Capital Management, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Andrew Garrett, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- AP Capital Delaware LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Apogem Capital LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Apollo Investment Management, L.P.$1B or moreSEC recordPercentage of assetsPerformance-based
- Appomattox Advisory, Inc$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Aps Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Arax Advisory Partners$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-basedOther
- Arbiter Partners$1B or moreSEC recordPercentage of assetsPerformance-based
- Arcadia Investment Partners$1B or moreSEC recordFixed or flat feePerformance-basedOther
- Arcadia Wealth Management$100M to $500MSEC recordPercentage of assetsHourly
- Arcap Partners LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Arch Global Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Argus Investors' Counsel, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- ARI Group, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Arista Advisory Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Armbruster Capital Management, Inc.$1B or moreSEC recordPercentage of assets
- Armory Capital Management, LLC$100M to $500MSEC recordPercentage of assets
- Arnhold LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Arrival Capital Management LLC$25M to $100MSEC recordPercentage of assets
- ARS Investment Partners, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Artemis Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Ascend Interplay, LLC$100M to $500MSEC recordPercentage of assets
- Ascent Wealth Partners, LLC$1B or moreSEC recordPercentage of assets
- Ashbay Capital, LLC$100M to $500MSEC recordPercentage of assets
- Ashford Advisors, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Ashton Thomas Securities, LLC$1B or moreSEC recordPercentage of assets
- Aspire Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Aspire Wealth Advisory Group, LLCUnder $25MSEC recordPercentage of assetsFixed or flat fee
- Astoria Portfolio Advisors LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Atalanta Sosnoff Management, LLC$1B or moreSEC recordPercentage of assets
- Atomic Invest LLC$100M to $500MSEC recordPercentage of assets
- Atwob$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Autonomous Wealth Management LLCUnder $25MSEC recordOther
- Autopilot$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Avestar Capital, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Avrio Wealth LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Axiom Investment Management LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Azura Partners US LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Baron Capital Management, Inc.$1B or moreSEC recordPercentage of assets
- Bayridge Financial Group, Inc.$25M to $100MSEC recordPercentage of assets
- BBR Partners, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- BCK Partners, Inc.$100M to $500MSEC recordPercentage of assets
- Beacon Financial Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Beatrice Advisors LP$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Beck, Mack & Oliver LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Belle Haven Investments, L.P.$1B or moreSEC recordPercentage of assets
- Belzberg & Co.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Benjamin Securities, Inc.$25M to $100MSEC recordPercentage of assets
- Bentham Wealth Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Bespoke Investment Group, LLC$100M to $500MSEC recordPercentage of assetsNewsletter subscriptions
- Betterment$1B or moreSEC recordPercentage of assets
- Beyond Wealth Management Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- BH Asset Management, LLC$100M to $500MSEC recordPercentage of assets
- Bienville Capital Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Big Rock Advisors LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Birch Wealth Management$25M to $100MSEC recordPercentage of assetsHourly
- Blackdiamond Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- BlackRock Financial Management, Inc$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Blackstone Liquid Credit Advisors I LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Blackstone Liquid Credit Strategies LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Blackstone Private Credit Strategies LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Blank Equity Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Bleichroeder LP$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Blue Horizon Equity, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Blue Jean Financial LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Blue Spark Capital Advisors$100M to $500MSEC recordPercentage of assets
- Blue Square Asset Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- BNY Mellon Advisors, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- BNY Mellon Securities Corporation$1B or moreSEC recordPercentage of assets
- Boerum Hill Financial Advisors LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Bone Fide Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Bouchey Financial Group, Ltd.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Bourne Lent Asset Managament, Inc.$100M to $500MSEC recordPercentage of assets
- Boyar Asset Management, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Boyd Capital$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- BPBI LLC$25M to $100MSEC recordPercentage of assets
- BPC Advisors LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- BQS Financial Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Brave Eagle Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Brave Warrior Advisors, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Brevet Capital Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Brewster Financial Planning LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Bridgewater Advisors Inc.$1B or moreSEC recordPercentage of assets
- Bright Futures Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Brighton Securities Corp.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Brixton Capital Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Broadway Advisor Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Brookfield Public Securities Group LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Brooklawn Capital Advisors$100M to $500MSEC recordFixed or flat fee
- Brooklyn Fi, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Bruderman Private Wealth$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Bryden-Abrams Investment Management LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- BTG Pactual Asset Management US, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeCommissionsPerformance-basedOther
- Buckram Securities Ltd$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Buffalo First Wealth Management, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Burns Matteson Capital Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- C & C Financial Services, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cambridge Advisors, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Cambridge Wealth Management, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Canaras Capital Management, LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Candace Shira Associates, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cannell & Spears LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Cantor Fitzgerald Investment Advisors$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-basedOther
- Canty Wealth Management$100M to $500MSEC recordPercentage of assetsHourly
- Capital Counsel LLC$1B or moreSEC recordPercentage of assets
- Capital Financial Advisors of New York, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Capital Insights Group of Wny, LLC.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Capital Preservation Partners, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Capricorn Investment Group LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Capstone Investment Financial Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Carosa, Stanton & Depaolo Asset Management, LLC$25M to $100MSEC recordPercentage of assets
- Carret Asset Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Carrick Lane LLC$1B or moreSEC recordPercentage of assets
- Carry Advisors LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Carswell Investments, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Caruso McLean & Co., Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Castfirm Advisors LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Cavalcade Capital LLC$100M to $500MSEC recordPercentage of assets
- Cedarview Capital Management, LP$100M to $500MSEC recordPercentage of assetsPerformance-based
- Central Pine Capital, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Cerity Partners LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Cerity Partners OCIO LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Certares Management LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- CFM Advisors Inc$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- CH Global Capital Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-based
- Chamonix Partners Capital Management LLC$100M to $500MSEC recordPercentage of assets
- Charles Pratt & Company, L.L.C.$500M to $1BSEC recordPercentage of assets
- Chelsea Advisory Services, Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Chemistry Wealth Management LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Chesapeake Asset Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- CIO Capital Group LLC$25M to $100MSEC recordPercentage of assets
- Circle Advisers Inc$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Circle N Advisors, LLC$25M to $100MSEC recordPercentage of assets
- Citigroup Global Markets Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Citizens Private Wealth$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Citrin Cooperman Wealth Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Clarion Call Capital$25M to $100MSEC recordPercentage of assets
- Clarity Investments + Planning LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Clarus Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Clear Haven Capital Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- Clear Point Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- ClearBridge Investments, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Clearbrook Investment Solutions LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Clearview Financial Planning, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Clover Leaf Financial LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Coastal Wealth Management$25M to $100MSEC recordPercentage of assetsPerformance-based
- Cohen Klingenstein, LLC$1B or moreSEC recordPercentage of assets
- Cohen & Steers Capital Management Inc.$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- Collaborative Capital Advisors LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Collins Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Colucci Wealth Management LLC$25M to $100MSEC recordPercentage of assets
- Compass Advisors$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Complete Advisors$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Compound Planning, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Congress Park Capital LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Connective Portfolio Management, LLC$100M to $500MSEC recordPercentage of assets
- Conrad Capital Management, Inc.$25M to $100MSEC recordPercentage of assetsHourly
- Consolidated Portfolio Review Corp$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Constantine Barry Asset Management (CBAM)$100M to $500MSEC recordPercentage of assetsPerformance-based
- Constellation Asset Management, Inc.$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Consulting Group Advisory Services LLC$1B or moreSEC recordPercentage of assets
- Continuum Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Cooper/Haims Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Cordoba Advisory Partners LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Core Alpha, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Corinthian Partners Asset Management LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cornell Pochily Investment Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Cornerstone Professional Advisor Services, LLC$100M to $500MSEC recordPercentage of assetsOther
- Countryside Financial LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Courier Capital, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Cove Private Wealth, LLC$100M to $500MSEC recordPercentage of assets
- Crescent Hill Partners LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Crewcial Partners LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Cross Border Wealth, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Crossingbridge Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- CSM Capital Corporation$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Cullen Capital Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Curran Wealth Management$500M to $1BSEC recordPercentage of assetsPerformance-based
- Dark Horse Wealth LLC$25M to $100MSEC recordPercentage of assetsHourly
- Dasta Investments LLC$25M to $100MSEC recordOther
- Davidov Wealth Group, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Davis Capital Advisors, LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Davis Selected Advisers - NY, Inc.$1B or moreSEC recordPercentage of assets
- DCM Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Ddo Advisory Services, LLC$25M to $100MSEC recordPercentage of assetsHourly
- Deltec Asset Management LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Derryrush Wealth$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Diker Management LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Domain Money Advisors, LLC$25M to $100MSEC recordHourlyNewsletter subscriptionsFixed or flat fee
- Domani Advisors$100M to $500MSEC recordPercentage of assetsOther
- Dominari Securities LLC$25M to $100MSEC recordPercentage of assets
- Dopkins Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Double Duty Money Management LLC$25M to $100MSEC recordPercentage of assets
- Douglas C. Lane & Associates$1B or moreSEC recordPercentage of assets
- Douglass Winthrop Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Downtown Investment Advisory$100M to $500MSEC recordPercentage of assets
- Draper Asset Management, LLC$100M to $500MSEC recordPercentage of assets
- Dumont Global LP$100M to $500MSEC recordPercentage of assetsPerformance-based
- Dutch Asset Corporation$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- DWS Investment Management Americas, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Dynamic Trading Management, LLC.$100M to $500MSEC recordPercentage of assets
- E. Magnus Oppenheim & Co. Inc.Under $25MSEC recordPercentage of assets
- Eagan Capital Management, LLC$25M to $100MSEC recordPercentage of assetsOther
- Eagle Bay Family Office$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Eagle Capital Management LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Eagle's Crest Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Eagle's View Capital Management LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Eagle Strategies LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Eaglebrook Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- East End Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- East End Financial Group, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- East Rock Capital, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Eden Advisory Services, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Edge Wealth Management, LLC$500M to $1BSEC recordPercentage of assets
- Ehrenkranz Partners L.P.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- ELCO Management Company, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Elevatus Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-basedOther
- Ellevest$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- ElphinstoneUnder $25MSEC recordPercentage of assets
- Emergent Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Engleson & Associates$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Enright, Mollin, Cascio & Ramusevic, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Entrust Global Partners LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Epoch Investment Partners, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Equilibrium Ventures, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Equinum, LLC$500M to $1BSEC recordPercentage of assets
- Equitable Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Estabrook Capital Management LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Ethic$1B or moreSEC recordPercentage of assets
- Eudaimonia Wealth$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Ever Green Wealth Management, LLC$25M to $100MSEC recordPercentage of assets
- Evercore Wealth Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Exceed Advisory LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Excomp Asset Management Ltd$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Factorpoint Planning, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Fagan Associates Inc$500M to $1BSEC recordPercentage of assetsHourly
- Family Manage LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Farrell Financial$100M to $500MSEC recordPercentage of assets
- Federal Prep$25M to $100MSEC recordPercentage of assets
- Federated Global Investment Management Corp.$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- Federmann Financial Advisors Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fenimore Asset Management, Inc.$1B or moreSEC recordPercentage of assets
- Fenix Trading$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Fiduciary Management Group, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fien Capital Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fiera Capital Inc.$1B or moreSEC recordPercentage of assets
- Financial Advisor Network, Inc.$100M to $500MSEC recordPercentage of assets
- Financial Asset Management Corp$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Financial Decisions, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fingerlakes Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Finhabits Advisors, LLC$100M to $500MSEC recordPercentage of assetsNewsletter subscriptions
- First American Asset Advisory, LLC$100M to $500MSEC recordPercentage of assets
- First Eagle Separate Account Management, LLC$500M to $1BSEC recordPercentage of assets
- First Long Island Investors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- First Manhattan Co. LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Fischer Investment Group, Inc.$100M to $500MSEC recordPercentage of assetsNewsletter subscriptionsOther
- Fithian LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Five Eleven Partners$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Flagstar Securities, Inc.$500M to $1BSEC recordPercentage of assets
- FLFS Advisory LLC$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Florian Financial Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Flower City Capital LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Flynn Zito Capital Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Focused Wealth Management, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Foresight Global Investors, Inc.$500M to $1BSEC recordPercentage of assets
- Forteris Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Four Corners Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Four Points Advisors, LLC$25M to $100MSEC recordPercentage of assets
- Fox Financial Services, Inc.$100M to $500MSEC recordPercentage of assets
- Francis Financial$500M to $1BSEC recordPercentage of assetsHourly
- Franco Financial Advisors, Inc.$25M to $100MSEC recordPercentage of assetsHourly
- Franklin Templeton Institutional, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Franklin Templeton Private Portfolio Group, LLC$1B or moreSEC recordPercentage of assets
- Fred Alger Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Frisch Financial Group, Inc.$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Fruitful$25M to $100MSEC recordNewsletter subscriptions
- FSC Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fusion Family Wealth, LLC$1B or moreSEC recordPercentage of assetsOther
- Gagnon Securities, LLC$500M to $1BSEC recordPercentage of assetsCommissions
- Garrison Bradford & Associates Inc$100M to $500MSEC recordPercentage of assets
- General Atlantic Service Company, L.P.$1B or moreSEC recordPercentage of assetsPerformance-based
- Generation Capital Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Genesee Capital Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Geovest Advisors Inc$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Gilbert Financial, LLC$100M to $500MSEC recordPercentage of assets
- Gilder Gagnon Howe & Co. LLC$1B or moreSEC recordPercentage of assetsCommissions
- Giverny Capital Asset Management$500M to $1BSEC recordPercentage of assets
- Gladowsky Capital Management Corp$100M to $500MSEC recordPercentage of assetsOther
- Goalvest Advisory LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Godfrey Financial Associates, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Gold Coast Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Goldman Sachs Asset Management, L.P.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Goldman Sachs & Co. LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeCommissionsPerformance-basedOther
- Goldman Sachs Wealth Services, L.P.$1B or moreSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- Gotham Asset Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- GPS Financial, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Grace & White, Inc$500M to $1BSEC recordPercentage of assets
- Grandfield & Dodd, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Graney& King, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Granger Management LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Gravity Capital Management LLC$25M to $100MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Great Hill Advisory$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Great Path Planning$100M to $500MSEC recordHourlyFixed or flat fee
- Greenbush Financial Group, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
- Greenhaven Associates Inc$1B or moreSEC recordPercentage of assetsPerformance-based
- Greenline Partners$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Greenwood Investors LLC$100M to $500MSEC recordPercentage of assetsPerformance-basedOther
- Greycliff Wealth Management, LLC$25M to $100MSEC recordPercentage of assets
- Griffin Asset Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Grimaldi Portfolio Solutions, Inc$100M to $500MSEC recordPercentage of assets
- Guardian Wealth Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Guggenheim Investment Advisors, LLC$500M to $1BSEC recordPercentage of assets
- Guggenheim Partners Investment Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Guggenheim Private Investments, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Halyard Asset Management LLC$1B or moreSEC recordPercentage of assets
- Hamlin Capital Management, LLC$1B or moreSEC recordPercentage of assets
- Happiness in Retirement$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Harvey Partners, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Hayes Asset Management, LLC$100M to $500MSEC recordPercentage of assets
- Hazard & Siegel Advisory Services LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Hegarty Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Helianth Investment Management LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Heller Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Hemisphere Partners LLC$100M to $500MSEC recordPercentage of assets
- Henley & Company Wealth Management LLC$25M to $100MSEC recordPercentage of assets
- Henry James International Management, Inc.$100M to $500MSEC recordPercentage of assets
- Herold Advisors, Inc.$500M to $1BSEC recordPercentage of assetsOther
- Heronetta Management, L.P.$100M to $500MSEC recordPercentage of assets
- Heydorn Stone Capital Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- High Falls Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- High Probability Advisors, LLC$1B or moreSEC recordPercentage of assets
- Hilbert 8, LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Hilton Capital Management, LLC$1B or moreSEC recordPercentage of assets
- Holistic Wealth Advisors$100M to $500MSEC recordPercentage of assetsHourly
- Hollow Brook Wealth Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Honeoye Falls Capital LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Horiko Capital Management LLC$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Horizon Financial$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Horizon Kinetics Asset Management LLC$1B or moreSEC recordPercentage of assetsNewsletter subscriptionsFixed or flat feePerformance-based
- Howe and Rusling, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- HS Management Partners, LLC$100M to $500MSEC recordPercentage of assets
- HSBC Securities (USA) Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Hudson Advisor Services, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hudson Capital Advisory, Inc.$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Hudson Companies$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hudson Heritage Capital Management, Inc.$100M to $500MSEC recordPercentage of assets
- Hudson Portfolio Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hudson View Advisors, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hurley Capital, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- HV Capital Management$25M to $100MSEC recordPercentage of assetsNewsletter subscriptionsFixed or flat fee
- Hyjc Capital of Wny$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Hyperion Capital Advisors LP$500M to $1BSEC recordPercentage of assetsPerformance-based
- Iadvise Partners$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Ibn Advisory Services, Inc.$25M to $100MSEC recordPercentage of assetsHourly
- Ibn Financial Services, Inc$25M to $100MSEC recordPercentage of assetsHourlyOther
- Iconoclastic Capital Management LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- IDB Lido Wealth, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- IFC Personal Money Managers, Inc.$100M to $500MSEC recordHourlyFixed or flat fee
- Ihs Wealth Management LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Imperity Wealth Alliance LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Income & Asset Advisory, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Independent Family Office, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Independent Investors Inc$500M to $1BSEC recordPercentage of assets
- Independent Solutions Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Index Technologies Group LLC$100M to $500MSEC recordPercentage of assets
- Indiano Capital Management$100M to $500MSEC recordPercentage of assets
- Infiniti Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Infrastructure Capital Advisors, LLC$1B or moreSEC recordPercentage of assetsOther
- Ingalls Investment Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Innovative Private Wealth Management Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Insight Investment$1B or moreSEC recordPercentage of assetsPerformance-based
- Institutional Investment Advisors Corp$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Integrated Financial Consulting, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Integrity Advisory Partners LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Investall, Inc.$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Invictus Timing Service Ltd$100M to $500MSEC recordPercentage of assets
- Itau USA Asset Management$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- J.J. Burns & Company$1B or moreSEC recordPercentage of assetsFixed or flat fee
- J.P. Morgan Investment Management Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- J.P. Morgan Private Investments Inc.$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- J.P. Morgan Securities LLC$1B or moreSEC recordPercentage of assetsOther
- J.P.morgan Wealth Management Solutions Inc.Under $25MSEC recordOther
- J. Safra Asset Management Corporation$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- J.W.burns & Company, Inc.$1B or moreSEC recordPercentage of assets
- Jbglobal.com LLC$100M to $500MSEC recordPercentage of assets
- JC Miano Investment Advisory Service$25M to $100MSEC recordPercentage of assets
- Jefferies Investment Advisers LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Jennison Associates$1B or moreSEC recordPercentage of assetsPerformance-based
- Joel Isaacson & Co., LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- John G. Ullman & Associates, Inc$1B or moreSEC recordPercentage of assets
- John W. Bristol & Co., Inc.$1B or moreSEC recordPercentage of assets
- Joseph P. Lucia & Associates, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- JPMorgan Alternative Asset Management$1B or moreSEC recordPercentage of assetsPerformance-based
- JVP Management$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- Kahn Brothers Advisors LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Kane Financial$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Karagosian Financial Services, Inc$25M to $100MSEC recordPercentage of assets
- Karani Asset Management LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Karpus Investment Management$1B or moreSEC recordPercentage of assets
- Kelleher Financial Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Kershner, Grosso & Co.$500M to $1BSEC recordPercentage of assets
- Kickstand Wealth Advisors$500M to $1BSEC recordPercentage of assets
- Kimelman & Baird, LLC$1B or moreSEC recordPercentage of assetsCommissions
- Kineo Capital LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- King Wealth Management Group, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Klingenstein Fields Advisors$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Klingman and Associates, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Koehler Asset Management$100M to $500MSEC recordPercentage of assetsHourly
- KPC Terrapin Group LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Kutz and Company Inc.$100M to $500MSEC recordPercentage of assetsHourly
- L&L Partners Wealth Management, LLC$25M to $100MSEC recordPercentage of assets
- Ladenburg Thalmann Asset Management Inc$1B or moreSEC recordPercentage of assets
- Lagoda Investment Management, L.P.$100M to $500MSEC recordPercentage of assets
- Laidlaw Wealth Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lake Road Advisors, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Landmark Wealth Management$500M to $1BSEC recordPercentage of assets
- Landmark Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lantern Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Layline Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Lazard Asset Management Canada Inc$1B or moreSEC recordPercentage of assetsPerformance-based
- Lazard Asset Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- LDR Capital Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Lebenthal Global Advisors, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Leeb Capital Management, Inc.$100M to $500MSEC recordPercentage of assets
- Legacy Edge Advisors$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Legado Wealth Management LLC$25M to $100MSEC recordPercentage of assetsHourly
- Lehmann, Livian, Fridson Advisors, LLC$25M to $100MSEC recordPercentage of assets
- Leigh Baldwin & Co., LLC$100M to $500MSEC recordPercentage of assetsOther
- Leo Wealth Management, LLC$25M to $100MSEC recordPercentage of assets
- Lesko Securities, Inc.$500M to $1BSEC recordPercentage of assetsHourly
- Leslie Marie Giordano$25M to $100MSEC recordPercentage of assetsHourly
- Levco Capital LP$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-based
- Level Financial Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Levin Capital Strategies, L.P.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Lexion Capital Management LP$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Liberty Wealth Managers$25M to $100MSEC recordPercentage of assetsOther
- Lifecapital Partners LLC$100M to $500MSEC recordPercentage of assetsHourly
- Lifemark Securities Corp.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lightedway Advisory Services, Inc.$100M to $500MSEC recordPercentage of assets
- Lincoln Park Capital LLC$25M to $100MSEC recordPercentage of assetsHourly
- Linden Global Strategies LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Lionhunter Capital Management LLC$100M to $500MSEC recordPercentage of assets
- Lionshead Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Lipe & Dalton Investment Counsel$500M to $1BSEC recordPercentage of assets
- Lisanti Capital Growth LLC$100M to $500MSEC recordPercentage of assets
- Livian & Co.$100M to $500MSEC recordPercentage of assetsPerformance-based
- LK Financial Planning LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Locust Wood Capital Advisers, LLC$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- Loom Capital Management LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Lotus Investment Advisors$25M to $100MSEC recordPercentage of assets
- Lowell Road Asset Management, Inc.$25M to $100MSEC recordPercentage of assets
- LT Advisors LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Luesink Stenstrom Financial$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lumiere Financial$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lunin-Pack Planning and Advice, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Luther Forest Wealth Advisors, L.L.C.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- LVW Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Lynnleigh & Company, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Lyon Capital Management, LLC$25M to $100MSEC recordPercentage of assets
- Lyonross Capital Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-based
- Lyrical Asset Management LP$1B or moreSEC recordPercentage of assetsPerformance-based
- Lytle Investments$25M to $100MSEC recordPercentage of assets
- M.D. Sass, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Mace Capital Management, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- MacKay Shields LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Madison Advisory Services, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Madison Global Advisors LLC$25M to $100MSEC recordPercentage of assetsOther
- Magellan Financial Solutions LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Magnifina, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Magnolia Capital Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Magnus Financial Group LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Maidstone Wealth Management, LLC$25M to $100MSEC recordPercentage of assetsHourly
- Main Street Financial$25M to $100MSEC recordPercentage of assetsHourly
- Malatai Capital LLC$25M to $100MSEC recordPerformance-based
- Manhattan Wealth Management Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Manning & Napier Advisors, LLC$1B or moreSEC recordPercentage of assetsOther
- Marathon Mission, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Maridea Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Mark Asset Management LP$1B or moreSEC recordPercentage of assetsPerformance-based
- Marshall + Sterling Wealth Advisors, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Masterworks Advisers, LLCUnder $25MSEC recordPercentage of assetsFixed or flat fee
- Matauro, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Matrix Asset Advisors Inc$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Mavros Capital Management, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Maxim Financial Advisors LLC$100M to $500MSEC recordPercentage of assets
- Maytech Global Investments$500M to $1BSEC recordPercentage of assetsPerformance-based
- MB Family Advisors$100M to $500MSEC recordPercentage of assetsPerformance-based
- McCollum Christoferson Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- McNeill Capital, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Meadowbrook Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Members Advisory Group, LLC$100M to $500MSEC recordPercentage of assets
- Merit Financial Partners LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Merkkuri Wealth Advisors LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Merrill Lynch, Pierce, Fenner & Smith Incorporated$1B or moreSEC recordPercentage of assetsFixed or flat feeCommissions
- Merryfield Barnes, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Meta Investment Management Company LLCUnder $25MSEC recordPercentage of assets
- Meyer Handelman Company LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Milagre Wealth Management, Inc.$100M to $500MSEC recordPercentage of assets
- Milestones Private Investment Advisors LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Millburn Ridgefield LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Millennial Advisers, LLC.$100M to $500MSEC recordPercentage of assets
- Miller, Gesko & Company Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Miller Howard Investments Inc$1B or moreSEC recordPercentage of assets
- Minerva Wealth Advisory$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Minichmacgregor Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Minko Wealth$100M to $500MSEC recordPercentage of assets
- Mint Asset Management LLC$25M to $100MSEC recordPercentage of assetsOther
- MIO Partners, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- MJB Asset Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Moerus Capital Management LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Moldenhauer & Associates$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Mollot & Hardy, Inc.$25M to $100MSEC recordPercentage of assets
- Momentum Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- MON Capital Management LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- MoneylionUnder $25MSEC recordOther
- Montgomery Capital Advisors LLC$100M to $500MSEC recordPercentage of assets
- Monthie Wealth Advisors$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Montrose Advisors Inc$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Morgan Stanley$1B or moreSEC recordPercentage of assetsFixed or flat feeCommissionsPerformance-basedOther
- Morgan Stanley Investment Management Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Mountain Pass Planning$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Mountain View Strategic Wealth, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- MPM Advisors Group LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Mudrick Capital$1B or moreSEC recordPercentage of assetsPerformance-based
- Municipal Asset Management Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Murphy & Mullick Capital Management Corp$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Murphy Wealth Management Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Musaffa LLCUnder $25MSEC recordPercentage of assetsOther
- Museum Mile Funds LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Mussett Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Muzinich & Co., Inc.$1B or moreSEC recordPercentage of assetsPerformance-based
- MWM Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- N Financial Plans$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Navis Wealth Advisors LLC$500M to $1BSEC recordPercentage of assetsHourly
- NBT Capital Management, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Nerdwallet Wealth Partners, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Nestegg Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Neuberger Berman Investment Advisers LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Neville, Rodie & Shaw Inc$1B or moreSEC recordPercentage of assetsFixed or flat fee
- New Age Alpha$1B or moreSEC recordPercentage of assetsPerformance-based
- New Holland Capital, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- New Horizon Financial Strategies, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- New Legacy Group, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- New York Life Investment Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Newman Ladd Capital Advisors, LLC.$100M to $500MSEC recordPercentage of assets
- Next Capital Management LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Next Level Private LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- NGC Financial, LLC$25M to $100MSEC recordPercentage of assets
- Ninety One North America, Inc.$1B or moreSEC recordPercentage of assetsPerformance-based
- Ninth Eternity Asset Management LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- North Woods Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Northcape Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Northlanding Financial Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Nosuris, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Note Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Nottingham Advisors Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Nottingham Wealth Partners, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Novem Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- O Asset Management LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- O'Brien Capital Management, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Oak Crest Advisory, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Oberon Asset Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Occam Capital Management, LLC$25M to $100MSEC recordPercentage of assetsHourly
- Odeon Capital Advisors LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Offit Capital$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Ogorek Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Old Bridge Wealth, Inc$100M to $500MSEC recordPercentage of assets
- Old Orchard Capital Management LP$1B or moreSEC recordPercentage of assetsPerformance-based
- Old Slip Registered Investment Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Omc Financial Services Ltd$100M to $500MSEC recordPercentage of assetsHourly
- Omen Advisory, LLCUnder $25MSEC recordPercentage of assetsNewsletter subscriptions
- One Hopper Asset Management$25M to $100MSEC recordPercentage of assetsHourly
- One Oak Capital Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Onewelth Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Onyx Bridge Wealth Group LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Opal Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Open Field Capital LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Oppenheimer Asset Management$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Oppenheimer + Close, LLC$25M to $100MSEC recordPercentage of assetsHourlyPerformance-based
- Oppenheimer & Co. Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feeCommissions
- Optima Asset Management LP$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-based
- Orange Investment Advisors, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Osprey Private Wealth LLC$100M to $500MSEC recordPercentage of assets
- Overbrook Management Corporation$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Oxler Private Wealth$500M to $1BSEC recordPercentage of assetsHourly
- Palumbo Wealth Management LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Papamarkou Wellner Perkin Advisors$100M to $500MSEC recordPercentage of assetsPerformance-basedOther
- Paradigm Capital Management, Inc.$1B or moreSEC recordPercentage of assetsPerformance-based
- Paramount Wealth Advisors$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Park Avenue Securities LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Parkview US LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Parlin Advisors LLC$25M to $100MSEC recordPercentage of assets
- Partners Capital Services, Inc.$100M to $500MSEC recordPercentage of assets
- Passive Capital Management, LLC$500M to $1BSEC recordPercentage of assets
- Passive Management LLCUnder $25MSEC recordPercentage of assets
- Pathway Partners Wealth Advisors, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Pave Investment Advisors, LLC.$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Payne Capital Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Peak Wealth Management$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Peapod Lane Capital LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Peconic Asset Planning$25M to $100MSEC recordPercentage of assets
- Peconic Partners LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Pelkonen and Associates LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Penbrook Management LLC$100M to $500MSEC recordPercentage of assets
- Percent Advisors LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Perennial$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Personal Asset Strategies, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Peter Kimmelman Asset Management LP$100M to $500MSEC recordPercentage of assetsPerformance-based
- Piano Wealth Management$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Pincus Capital Management, LP$100M to $500MSEC recordPercentage of assets
- Pine Ridge Advisers LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Pinnacle Associates, Ltd.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Pinnacle Capital Management, LLC$100M to $500MSEC recordPercentage of assets
- Pinnacle Investments, LLC$1B or moreSEC recordPercentage of assetsHourlyOther
- Piton Investment Management, LP$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Pivotal Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- PKS Advisory Services, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Platform Technology Partners$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Point Windward Advisors, Inc.$100M to $500MSEC recordPercentage of assetsCommissions
- Port Capital Management$25M to $100MSEC recordPercentage of assets
- Post Resch Tallon Group$100M to $500MSEC recordPercentage of assets
- Prato Capital Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Premier Wealth Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Prentice Wealth Management LLC$500M to $1BSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- Pricap Advisors LLC$25M to $100MSEC recordPercentage of assets
- Princeton Value Partners LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Prism Planning and Solutions Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Private Client Asset Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Professional Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Prolific Solutions$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Prospect Financial Services LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Prosperity Advisory Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Public Advisors LLCUnder $25MSEC recordPercentage of assets
- Purevest$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Pzena Investment Management LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Qapital Invest, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Quantbase$25M to $100MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Quantel Asset Management LLC$25M to $100MSEC recordPercentage of assetsNewsletter subscriptionsFixed or flat feePerformance-based
- Quantinno Capital Management LP$1B or moreSEC recordPercentage of assetsPerformance-based
- Quantum Portfolio Management, LLC$100M to $500MSEC recordPercentage of assets
- Quartz Partners Investment Management$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Queenbridge Capital, LLC$25M to $100MSEC recordPercentage of assets
- Quent Capital, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Quint Capital Management$500M to $1BSEC recordPercentage of assets
- Quint Investments and Insurance$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- R. F. Lafferty & Co., Inc.$100M to $500MSEC recordPercentage of assetsCommissions
- R & R Financial Planners, Inc.$25M to $100MSEC recordPercentage of assets
- R.S. Petrell & Associates, LLC d/b/a Strategic Wealth Advisors$100M to $500MSEC recordPercentage of assets
- R. Seeger Wealth Management, Ltd$25M to $100MSEC recordPercentage of assets
- R.W. Roge & Company, Inc$100M to $500MSEC recordPercentage of assetsOther
- Rabenold Advisors, Inc.$25M to $100MSEC recordPercentage of assetsOther
- Radix Organization, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Raga Partners LP$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Raine Capital LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Ramirez Asset Management, Inc.$1B or moreSEC recordPercentage of assets
- Ratson Advisory LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- RBC Capital Markets, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- RBC Rochdale, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- RDG Capital Management LLC$100M to $500MSEC recordPercentage of assetsHourly
- Re-Envision Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Reagan Companies Asset Management, Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Redding Ridge Asset Management LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Retirable$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Retirement Planning Group, LLC$100M to $500MSEC recordPercentage of assets
- Revere Wealth Management LLC$25M to $100MSEC recordPercentage of assets
- Revolut Wealth Inc.Under $25MSEC recordPercentage of assets
- Rga Investment Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Rialto Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Rise Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Ritholtz Wealth Management$1B or moreSEC recordPercentage of assetsFixed or flat fee
- River Partners Capital Management, LP$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- RM Sincerbeaux Capital Management, LLC.$100M to $500MSEC recordPercentage of assets
- RMR Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Robotti & Company Advisors, LLC$500M to $1BSEC recordPercentage of assetsPerformance-basedOther
- Rochester Investments$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Rock Harbor Partners LLC$1B or moreSEC recordFixed or flat feePerformance-basedOther
- Rockbridge Investment Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Rockefeller Capital Management$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Rockefeller Capital Management$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Rockline Wealth Management LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Rooted Planning Group$100M to $500MSEC recordFixed or flat fee
- Rosci Lamb, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Rosecliff Capital Advisory LLC$25M to $100MSEC recordPercentage of assets
- Rothschild Capital Partners$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Royce Investment Partners$1B or moreSEC recordPercentage of assetsPerformance-based
- Ruane Cunniff L.P.$1B or moreSEC recordPercentage of assets
- S.E.E.D. Planning Group, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- S. Williams Capital, LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Safe Harbor Asset Management, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Safran Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sage Hill Advisory and Management LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sage Investment Advisers LLC$100M to $500MSEC recordPercentage of assetsHourly
- Sage, Rutty & Co., Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Sage Tree Wealth$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sagewood Asset Management LP$1B or moreSEC recordPercentage of assetsPerformance-based
- Samalin Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Samjo Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Sanderson Wealth Management, LLC$1B or moreSEC recordPercentage of assets
- Sandhill Investment Management$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Saperston Legacy Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Satovsky Asset Management LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Sauberan & Company, LLCUnder $25MSEC recordPercentage of assets
- Savvy$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Saybrook Capital Corp$500M to $1BSEC recordPercentage of assets
- Schonfeld Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Schroder Investment Management North America Inc$1B or moreSEC recordPercentage of assetsPerformance-based
- Schroders Capital Management (US) Inc.$1B or moreSEC recordPercentage of assetsPerformance-based
- Schultze Asset Management, LP$25M to $100MSEC recordPercentage of assetsPerformance-based
- Seacrest Investment Management, LLC$100M to $500MSEC recordPercentage of assets
- Seacrest Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Seahorse Financial Advisers Inc.$25M to $100MSEC recordPercentage of assets
- Seasons of Advice Wealth Management$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Seaway Advisors$25M to $100MSEC recordPercentage of assets
- Secfi Advisory Limited$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Seeds$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Seer Capital Management LP$1B or moreSEC recordPercentage of assetsPerformance-based
- Select Equity Group, L.P.$1B or moreSEC recordPercentage of assetsPerformance-based
- Seneca Financial Advisors LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Serenity Capital Advisors Inc.$25M to $100MSEC recordPercentage of assets
- Settanni Financial LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sfumato Capital Management LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Sgroi Wealth Advisory Group LLC$1B or moreSEC recordPercentage of assets
- Shade Tree Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Sharpe Advisors, LLC$1B or moreSEC recordPercentage of assets
- Shelter Rock Management, LLC$100M to $500MSEC recordPercentage of assets
- Shenkman Capital Management, Inc.$1B or moreSEC recordPercentage of assetsPerformance-based
- Shield Wealth Advisors$25M to $100MSEC recordPercentage of assetsHourly
- Shikiar Asset Management Inc$500M to $1BSEC recordPercentage of assets
- Shope Advisors Group$25M to $100MSEC recordPercentage of assetsHourly
- Shufro, Rose & Co., LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Shulman Demeo Asset Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Sicart Associates, LLC$100M to $500MSEC recordPercentage of assetsOther
- Siebert AdvisorNXT, LLC.$100M to $500MSEC recordPercentage of assets
- Silver Advisors, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Silver Grove Advisory Services$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Silverberg Bernstein Capital Management$100M to $500MSEC recordPercentage of assetsHourly
- Silvercrest Asset Management Group LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Simmons Capital Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sip Financial Services$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sloan Advisory Group, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Smith Affiliated Capital Corp.$1B or moreSEC recordPercentage of assets
- Snowden Capital Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Snyder Wealth Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sophis Investments LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- South Street Advisors, LLC$500M to $1BSEC recordPercentage of assets
- Sovereign Asset Management$100M to $500MSEC recordPercentage of assets
- Spielberger & Brooks, Inc.$100M to $500MSEC recordPercentage of assetsPerformance-based
- Spirit of America Management Corp$500M to $1BSEC recordPercentage of assets
- Spring Street Wealth$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- St. James Investment Advisors, LLC$500M to $1BSEC recordPercentage of assets
- Stacey Braun Associates Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Standard Investments LLC$1B or moreSEC recordPercentage of assetsOther
- Stash$1B or moreSEC recordPercentage of assetsNewsletter subscriptionsFixed or flat fee
- Stash Wealth, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat feeOther
- Steinberg Asset Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Steinberganna Wealth Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Stelac Advisory Services LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Stephen J. Garry & Associates, LLC$100M to $500MSEC recordPercentage of assets
- Sterling Investment Counsel, LLC$1B or moreSEC recordPercentage of assets
- Sterling Manor Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Steward Advisors Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Stewardship Financial Planning$25M to $100MSEC recordHourlyFixed or flat fee
- Stifel Capital Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Stirlingshire Investments$100M to $500MSEC recordPercentage of assets
- Stone Oak Capital LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Stone Temple Partners LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-based
- StrataCore Capital Management, LLC.$25M to $100MSEC recordPercentage of assets
- Strategas Asset Management, LLC$100M to $500MSEC recordPercentage of assetsOther
- Strategic Financial Services$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Strategic Wealth Management Group$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Stratton Capital Investment Advisory LLC$100M to $500MSEC recordPercentage of assets
- Stuyvesant Capital Management Corporation$25M to $100MSEC recordPercentage of assetsPerformance-based
- Summit Planning Group, Inc.$100M to $500MSEC recordPercentage of assets
- Summit Rock Advisors, LP$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Summit Street Capital Management, LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Summit Trail Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Swarthmore Asset Management Ltd$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Sykon Capital LLC$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- Taconic Advisors$100M to $500MSEC recordFixed or flat fee
- TAG Associates Florida LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- TAG Associates LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Tailored Wealth Solutions$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- Target Rock Wealth Management, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- TD Private Client Wealth LLC$1B or moreSEC recordPercentage of assets
- Tekmen Wells LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Terra Nova Asset Management LLC$100M to $500MSEC recordPercentage of assets
- The Bendix Financial Group, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- The Hajdari Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- The Mathes Company, Inc.$100M to $500MSEC recordPercentage of assets
- The Mustico Financial Group, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- The Northstar Group, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- The Pinnacle Financial Group$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- The Pitti Group Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- The Portfolio Strategy Group, LLC$1B or moreSEC recordPercentage of assetsHourlyPerformance-based
- The Quick Group LLC$100M to $500MSEC recordPercentage of assets
- The Wealth Alliance, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- The Wealthplan LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Thinking Big Financial$25M to $100MSEC recordFixed or flat feeOther
- Third Avenue Management LLC$1B or moreSEC recordPercentage of assets
- Tiedemann Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Timecapital Investor Advisory Services Inc$100M to $500MSEC recordPercentage of assets
- Timessquare Capital Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Tinicum Incorporated$1B or moreSEC recordPercentage of assetsOther
- Tishman Capital Partners$500M to $1BSEC recordPercentage of assetsPerformance-basedOther
- Titan$1B or moreSEC recordPercentage of assets
- Tocqueville Asset Management LP$1B or moreSEC recordPercentage of assetsPerformance-based
- Toms Capital Investment Management LP$1B or moreSEC recordPercentage of assetsPerformance-based
- Tortoise Investment Management, LLC$1B or moreSEC recordPercentage of assets
- Transatlantique Private Wealth LLC$500M to $1BSEC recordPercentage of assets
- Transparent Wealth Consulting LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Trian Fund Management, L.P.$1B or moreSEC recordPercentage of assetsPerformance-based
- Trubee Wealth Advisors, Inc.$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Tsa Management Inc$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Twentythree Advisory$25M to $100MSEC recordPercentage of assets
- Twin Point Capital LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Two Point Capital Management, Inc.$100M to $500MSEC recordPercentage of assets
- UAS Asset Management$100M to $500MSEC recordPercentage of assetsPerformance-based
- UBS Asset Management (Americas) LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Unified Retirement Planning Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- United Asset Strategies Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- United Financial Planning Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Upstate Advisers Inc$25M to $100MSEC recordPercentage of assets
- Valicenti Advisory Services Inc$500M to $1BSEC recordPercentage of assetsHourly
- Valley Financial Management, Inc.Under $25MSEC recordPercentage of assets
- Valorem LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Value Investment Professionals, LLC$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Valueworks, LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Valur Robo AdvisorsUnder $25MSEC recordPercentage of assets
- Vanderbilt Advisory Services$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Vanderbilt Avenue Asset Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Vanquour LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- VantarUnder $25MSEC recordPercentage of assets
- VCP Financial LLC$100M to $500MSEC recordPercentage of assetsHourly
- Vectors Asset Management$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Veneroso Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Vestwell Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Vinci Partners USA$100M to $500MSEC recordPercentage of assetsPerformance-based
- Visdom Investment Group LLC$25M to $100MSEC recordPercentage of assets
- Vise AI Advisors$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Voss Wealth Management$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Voya Investment Management Co. LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- W & S Management Services, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Wahed$1B or moreSEC recordPercentage of assets
- Wallstreeti.com$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Walnut Investment Services LLC$25M to $100MSEC recordPercentage of assetsHourly
- Washington Square Capital Management LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Water Asset Management, LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Waterford Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Wealthedge Investment Advisors, LLC$100M to $500MSEC recordPercentage of assetsOther
- Wealthie AdvisorsUnder $25MSEC recordPercentage of assets
- Wealthmeup Advisors LLCUnder $25MSEC recordPercentage of assets
- Wealthnest Capital Inc.$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Wealthspire Advisors$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Wealthspring Capital LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Wealthunite Advisors, LLC$25M to $100MSEC recordPercentage of assets
- Weatherhelm Capital Management LLC$25M to $100MSEC recordPercentage of assetsHourlyPerformance-based
- Weber Asset Management, Inc.$500M to $1BSEC recordPercentage of assets
- Weiss Financial Group LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Welara$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Welch Capital Partners LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Wellington Shields Capital Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Wellington Shields & Co., LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Wembley Strategic Advisory LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Wesfair Advisory Group, Inc.$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Westco Advisory Services, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Western New York Financial Group, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Westfuller Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Westmore Asset Management$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- WGS Management Services, Inc$25M to $100MSEC recordPercentage of assetsHourly
- Wharton Wealth Planning, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Whitney & Company$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Wilkinson Global Asset Management LLC$1B or moreSEC recordPercentage of assets
- Williams Jones Wealth Management, LLC$1B or moreSEC recordPercentage of assets
- Willow Wealth$1B or moreSEC recordPercentage of assetsPerformance-based
- Wilmington Capital Securities, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Wingspan Capital, LLC$25M to $100MSEC recordPercentage of assetsPerformance-based
- Winthrop Partners - Epa, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Winthrop Partners - Wny, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Winthrop Partners - Wpa, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Wise Wealth Management, LLC$100M to $500MSEC recordPercentage of assets
- Wny Asset Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- WPM Wealth Advisors LLC$25M to $100MSEC recordPercentage of assets
- Yearwood Young Advisors$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Zephyr Management, L.P.$100M to $500MSEC recordPercentage of assetsPerformance-basedOther
- Zoe Financial, Inc.$100M to $500MSEC recordPercentage of assetsOther
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.