SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Strategas Asset Management, LLC
New York, NY
CRD 172000
Firm filing updated July 17, 2026 ·
- $458.4MAssets
- 15Clients
- 15Advisory staff
- 15Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals10
- Investment companies3
- Other investment advisors1
- Corporations or other businesses1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 10 | $4.8 million |
| Investment companies | 3 | $452.2 million |
| Other investment advisors | 1 | $1.1 million |
| Corporations or other businesses not listed above | 1 | $312,118 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Other: "DELIVERY OF MODEL PORTFOLIOS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "DELIVERY OF MODEL PORTFOLIOS"
Assets and accounts
- Regulatory assets$458.4 million
- Accounts15
- DiscretionaryAll accounts
People
- Employees26
- Advisory staff15
- Broker-dealer reps21
- Licensed insurance agents0
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 172000, SEC file 801-113292.
- Registered with the SEC as an investment advisor (status date on record: May 25, 2018).
Is Strategas Asset Management, LLC a fiduciary?
Short answer: Strategas Asset Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 21 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.