SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
AJF Capital Management, Inc.
New York, NY
CRD 126414
Firm filing updated July 24, 2026 ·
- $178.5MAssets
- 4Advisory staff
- 540Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- CommissionsYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals183
- High net worth individuals97
- Pension and profit sharing plans29
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 183 | $49.5 million |
| High net worth individuals | 97 | $124.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 29 | $3.8 million |
| Charitable organizations | Fewer than 5 clients | $639,054 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$178.5 million
- Accounts540
- DiscretionaryAll accounts
People
- Employees4
- Advisory staff4
- Broker-dealer reps4
- Licensed insurance agents1
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 126414, SEC file 801-94167.
- Registered with the SEC as an investment advisor (status date on record: April 24, 2015).
Is AJF Capital Management, Inc. a fiduciary?
Short answer: AJF Capital Management, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 4 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.