Steven James Brennan
Investment adviser representative at Ajf Capital Management, Inc.
8 yearsExperience
2 statesRegistered in
$178.5MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
8 years in the industry.
- Cambridge Investment Research, Inc.Nov 2024 to now
- Ajf Capital Management, Inc.Jun 2020 to now
- Osaic Wealth, Inc.Oct 2024 to Nov 2024
- American Portfolios Financial Services, Inc.Jun 2020 to Oct 2024
- UnemployedJun 2019 to Jun 2020
- Morgan Stanley Smith Barney LLCJun 2016 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (FL, NY).
Ajf Capital Management, Inc.
$178.5MAssets managed
313Clients
4Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2739189
- Firm CRD
- 126414