SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Vectors Asset Management
New York, NY
Vectors Research Management LLC, CRD 137772
Firm filing updated March 18, 2026 ·
- $1BAssets
- 4Advisory staff
- 1,269Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals659
- High net worth individuals164
- Corporations or other businesses13
- Pension and profit sharing plans8
- Charities6
- and 1 more6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 659 | $50.5 million |
| High net worth individuals | 164 | $436.1 million |
| Banking or thrift institutions | Fewer than 5 clients | $88.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $4.0 million |
| Charitable organizations | 6 | $5.0 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $253.4 million |
| Insurance companies | 6 | $122.0 million |
| Corporations or other businesses not listed above | 13 | $49.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Market timing services
- Other: "GENERATE PORTFOLIO ANALYTICS, ANALYZE MARKET DYNAMICS AND PROVIDE HEDGING STRATEGY RECOMMENDTIONS."
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Market timing services
- Other: "GENERATE PORTFOLIO ANALYTICS, ANALYZE MARKET DYNAMICS AND PROVIDE HEDGING STRATEGY RECOMMENDTIONS."
Assets and accounts
- Regulatory assets$1.0 billion
- Accounts1,269
- Discretionary$910.2 million · 1,199 accounts
- Non-discretionary$98.8 million · 70 accounts
People
- Employees4
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1 to 10
Registration details
- Legal name: Vectors Research Management LLC SEC-registered investment advisor. CRD 137772, SEC file 801-64986.
- Registered with the SEC as an investment advisor (status date on record: December 15, 2005).
Is Vectors Asset Management a fiduciary?
Short answer: Vectors Asset Management is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.