SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
BNY Mellon Advisors, Inc.
New York, NY
CRD 106108
Firm filing updated May 28, 2026 ·
- $33.5BAssets
- 44Advisory staff
- 163,433Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Individuals120,219
- High net worth individuals4,358
- Pension and profit sharing plans472
- Corporations or other businesses409
- Charities243
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 120,219 | $23.7 billion |
| High net worth individuals | 4,358 | $7.9 billion |
| Banking or thrift institutions | Fewer than 5 clients | $271.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 472 | $160.9 million |
| Charitable organizations | 243 | $594.4 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $528,361 |
| Other investment advisors | Fewer than 5 clients | $223.3 million |
| Corporations or other businesses not listed above | 409 | $452.0 million |
| Other: "SEED CAPITAL ACCOUNTS" | Fewer than 5 clients | $259.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "MUTUAL FUND SCREENING, MODEL PORTFOLIO DELIVERY, MANAGER RESEARCH"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "MUTUAL FUND SCREENING, MODEL PORTFOLIO DELIVERY, MANAGER RESEARCH"
Assets and accounts
- Regulatory assets$33.5 billion
- Accounts163,433
- Discretionary$33.2 billion · 163,432 accounts
- Non-discretionary$271.7 million · 1 accounts
People
- Employees66
- Advisory staff44
- Broker-dealer reps14
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
11 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 106108, SEC file 801-52378.
- Registered with the SEC as an investment advisor (status date on record: July 15, 1996).
Is BNY Mellon Advisors, Inc. a fiduciary?
Short answer: BNY Mellon Advisors, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 14 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.