Frank Anthony Germana
Investment adviser representative at BNY Mellon Advisors, Inc.
21 yearsExperience
50 statesRegistered in
CFADesignation
$33.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- BNY Mellon Advisors, Inc.Jun 2023 to now
- Pershing LLCSep 2019 to now
- Lockwood Advisors Inc.Sep 2019 to Jun 2023
- Palladiem, LLCJul 2018 to Sep 2019
- Vicus Capital, Inc.Jan 2018 to May 2018
- J. P. Morgan Institutional Investments Inc.Jun 2005 to Dec 2017
- J. P. Morgan Investment ManagementJun 2005 to Dec 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 50 states (AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VT, WA, WI, WV, WY).
BNY Mellon Advisors, Inc.
$33.5BAssets managed
125,701Clients
13Advisers
30 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1861815
- Firm CRD
- 106108