Preston Roy Caldwell
Investment adviser representative at BNY Mellon Advisors, Inc.
15 yearsExperience
2 statesRegistered in
$33.5BFirm assets
30 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- BNY Mellon Advisors, Inc.Jun 2023 to now
- Pershing LLCSep 2011 to now
- Lockwood Advisors IncSep 2011 to Jun 2023
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 2 states (NJ, PA).
BNY Mellon Advisors, Inc.
$33.5BAssets managed
125,701Clients
13Advisers
30 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4122884
- Firm CRD
- 106108