SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Grandfield & Dodd, LLC
New York, NY
CRD 110971
Firm filing updated March 13, 2026 ·
- $2.2BAssets
- 769Clients
- 9Advisory staff
- 1,763Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals559
- High net worth individuals183
- Corporations or other businesses15
- Charities12
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 559 | $711.1 million |
| High net worth individuals | 183 | $1.4 billion |
| Charitable organizations | 12 | $38.9 million |
| Corporations or other businesses not listed above | 15 | $24.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.2 billion
- Accounts1,763
- Discretionary$2.2 billion · 1,738 accounts
- Non-discretionary$7.9 million · 25 accounts
People
- Employees16
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110971, SEC file 801-60064.
- Registered with the SEC as an investment advisor (status date on record: March 1, 2001).
Is Grandfield & Dodd, LLC a fiduciary?
Short answer: Grandfield & Dodd, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.