SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
StrataCore Capital Management, LLC.
New York, NY
StrataCore Capital Management, LLC, CRD 171163
Firm filing updated March 4, 2026 ·
- $97MAssets
- 2Advisory staff
- 166Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals77
- High net worth individuals32
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 77 | $28.3 million |
| High net worth individuals | 32 | $37.2 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $31.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$97.0 million
- Accounts166
- Discretionary$4.5 million · 5 accounts
- Non-discretionary$92.5 million · 161 accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents1
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: StrataCore Capital Management, LLC SEC-registered investment advisor. CRD 171163, SEC file 801-119277.
- Registered with the SEC as an investment advisor (status date on record: August 14, 2020).
Is StrataCore Capital Management, LLC. a fiduciary?
Short answer: StrataCore Capital Management, LLC. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.