SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Tinicum Incorporated
New York, NY
CRD 157298
Firm filing updated April 27, 2026 ·
- $4.2BAssets
- 15Clients
- 31Advisory staff
- 6Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals9
- Pooled vehicles6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 9 | $16.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $4.2 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
Assets and accounts
- Regulatory assets$4.2 billion
- Accounts6
- DiscretionaryAll accounts
People
- Employees44
- Advisory staff31
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 157298, SEC file 801-74124.
- Registered with the SEC as an investment advisor (status date on record: March 30, 2012).
Is Tinicum Incorporated a fiduciary?
Short answer: Tinicum Incorporated is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.