SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Epoch Investment Partners, Inc.
New York, NY
CRD 131556
Firm filing updated July 29, 2026 ·
- $29.7BAssets
- 91Advisory staff
- 757Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals690
- Pooled vehicles24
- Pension and profit sharing plans17
- Corporations or other businesses10
- Investment companies9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 690 | $1.9 billion |
| Banking or thrift institutions | Fewer than 5 clients | $1.7 billion |
| Investment companies | 9 | $8.7 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 24 | $12.5 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $4.0 billion |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $166.2 million |
| Insurance companies | Fewer than 5 clients | $227.7 million |
| Corporations or other businesses not listed above | 10 | $577.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "CASH MANAGEMENT, INVESTMENT ADVICE TO POOLED INVESTMENT VEHICLES, & MODEL PORTFOLIOS TO OTHER ADVISERS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "CASH MANAGEMENT, INVESTMENT ADVICE TO POOLED INVESTMENT VEHICLES, & MODEL PORTFOLIOS TO OTHER ADVISERS"
Assets and accounts
- Regulatory assets$29.7 billion
- Accounts757
- DiscretionaryAll accounts
People
- Employees137
- Advisory staff91
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 131556, SEC file 801-63118.
- Registered with the SEC as an investment advisor (status date on record: May 11, 2004).
Is Epoch Investment Partners, Inc. a fiduciary?
Short answer: Epoch Investment Partners, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.