SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
CSM Capital Corporation
New York, NY
CRD 129789
Firm filing updated March 31, 2026 ·
- $1.8BAssets
- 55Clients
- 5Advisory staff
- 28Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals36
- Charities13
- Corporations or other businesses4
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 36 | $630.2 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $0 |
| Charitable organizations | 13 | $5.5 million |
| Corporations or other businesses not listed above | 4 | $1.2 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "FURNISHES INVESTMENT ADVICE THROUGH CONSULTATIONS."
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "FURNISHES INVESTMENT ADVICE THROUGH CONSULTATIONS."
Assets and accounts
- Regulatory assets$1.8 billion
- Accounts28
- Discretionary$1.8 billion · 25 accounts
- Non-discretionary$30.5 million · 3 accounts
People
- Employees9
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 129789, SEC file 801-62672.
- Registered with the SEC as an investment advisor (status date on record: January 16, 2004).
Is CSM Capital Corporation a fiduciary?
Short answer: CSM Capital Corporation is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.