SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Hurley Capital, LLC
New York, NY
CRD 130051
Firm filing updated March 6, 2026 ·
- $326.1MAssets
- 2Advisory staff
- 604Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals98
- High net worth individuals60
- Corporations or other businesses23
- Pension and profit sharing plans6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 98 | $36.2 million |
| High net worth individuals | 60 | $253.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $7.2 million |
| Charitable organizations | Fewer than 5 clients | $774,626 |
| Corporations or other businesses not listed above | 23 | $28.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$326.1 million
- Accounts604
- Discretionary$311.5 million · 598 accounts
- Non-discretionary$14.6 million · 6 accounts
People
- Employees4
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients101 to 250
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 130051, SEC file 801-69269.
- Registered with the SEC as an investment advisor (status date on record: June 12, 2008).
Is Hurley Capital, LLC a fiduciary?
Short answer: Hurley Capital, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.