SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
TD Private Client Wealth LLC
New York, NY
CRD 164484
Firm filing updated August 13, 2026 ·
- $8.6BAssets
- 482Advisory staff
- 25,698Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals23,833
- High net worth individuals1,518
- Corporations or other businesses184
- Charities110
- Pension and profit sharing plans32
- and 1 more7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 23,833 | $3.1 billion |
| High net worth individuals | 1,518 | $3.8 billion |
| Banking or thrift institutions | Fewer than 5 clients | $20.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 32 | $200.4 million |
| Charitable organizations | 110 | $443.1 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $2.2 million |
| Other investment advisors | Fewer than 5 clients | $318.6 million |
| Insurance companies | 7 | $177.0 million |
| Corporations or other businesses not listed above | 184 | $561.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 7 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$8.6 billion
- Accounts25,698
- DiscretionaryAll accounts
People
- Employees671
- Advisory staff482
- Broker-dealer reps514
- Licensed insurance agents473
- Planning clients2,500
Advisors
343 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 164484, SEC file 801-77771.
- Registered with the SEC as an investment advisor (status date on record: April 11, 2013).
Is TD Private Client Wealth LLC a fiduciary?
Short answer: TD Private Client Wealth LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 514 staff are broker-dealer representatives, the firm is itself a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
473 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.