Daniel Alton
Investment adviser representative at TD Private Client Wealth LLC
12 yearsExperience
5 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- TD Bank N.A.Jul 2025 to now
- TD Private Client Wealth LLCJul 2025 to now
- Fidelity InvestmentsAug 2020 to Jul 2025
- Fidelity Personal and Workplace AdvisorsAug 2020 to Mar 2025
- City of Long BeachJul 2020 to Aug 2020
- TD AmeritradeJun 2020 to Jul 2020
- AXA Advisors LLCOct 2019 to Jun 2020
- Equitable Advisors, LLCOct 2019 to Jun 2020
- Joseph & Gunnar LLC.Jun 2018 to Jul 2018
- Suny OneontaAug 2016 to May 2019
- College of Saint RoseSep 2015 to Dec 2016
- City of Long BeachJun 2014 to Sep 2019
- City of Long Beach Recreation CenterJun 2013 to Nov 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 5 states (CT, DC, FL, NJ, NY).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6965707
- Firm CRD
- 164484