SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Douglass Winthrop Advisors LLC
New York, NY
CRD 108680
Firm filing updated March 24, 2026 ·
- $6.5BAssets
- 1,327Clients
- 18Advisory staff
- 2,385Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals884
- Individuals365
- Charities39
- Corporations or other businesses39
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 365 | $361.8 million |
| High net worth individuals | 884 | $5.5 billion |
| Charitable organizations | 39 | $309.0 million |
| Corporations or other businesses not listed above | 39 | $300.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$6.5 billion
- Accounts2,385
- Discretionary$6.5 billion · 2,384 accounts
- Non-discretionary$12,849 · 1 accounts
People
- Employees34
- Advisory staff18
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 108680, SEC file 801-56993.
- Registered with the SEC as an investment advisor (status date on record: November 9, 1999).
Is Douglass Winthrop Advisors LLC a fiduciary?
Short answer: Douglass Winthrop Advisors LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.