SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Stone Temple Partners LLC
New York, NY
CRD 332833
Firm filing updated September 17, 2026 ·
- $668.7MAssets
- 8Advisory staff
- 99Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals6
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 6 | $633.3 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $20.8 million |
| Charitable organizations | Fewer than 5 clients | $8.7 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $5.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Assets and accounts
- Regulatory assets$668.7 million
- Accounts99
- Discretionary$43.6 million · 18 accounts
- Non-discretionary$625.1 million · 81 accounts
People
- Employees11
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients11 to 25
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 332833, SEC file 801-131108.
- Registered with the SEC as an investment advisor (status date on record: September 16, 2024).
Is Stone Temple Partners LLC a fiduciary?
Short answer: Stone Temple Partners LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.