SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
UAS Asset Management
New York, NY
United American Securities, Inc., CRD 21274
Firm filing updated May 19, 2026 ·
- $493MAssets
- 5Advisory staff
- 363Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals182
- High net worth individuals160
- Pension and profit sharing plans8
- Charities5
- Corporations or other businesses5
- and 1 more1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 182 | $46.1 million |
| High net worth individuals | 160 | $263.0 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $92.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $12.1 million |
| Charitable organizations | 5 | $30.4 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $12.8 million |
| Corporations or other businesses not listed above | 5 | $36.1 million |
| Other: "FAMILY INVESTMENT PARTNERSHIPS" | Fewer than 5 clients | $246,257 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$493.0 million
- Accounts363
- Discretionary$483.8 million · 358 accounts
- Non-discretionary$9.2 million · 5 accounts
People
- Employees6
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: United American Securities, Inc. SEC-registered investment advisor. CRD 21274, SEC file 801-32004.
- Registered with the SEC as an investment advisor (status date on record: April 22, 1988).
Is UAS Asset Management a fiduciary?
Short answer: UAS Asset Management is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.