SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Goalvest Advisory LLC
New York, NY
CRD 285374
Firm filing updated August 12, 2026 ·
- $777.6MAssets
- 7Advisory staff
- 1,376Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals236
- High net worth individuals207
- Corporations or other businesses39
- Pooled vehicles4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 236 | $101.0 million |
| High net worth individuals | 207 | $543.7 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $27.0 million |
| Charitable organizations | Fewer than 5 clients | $8.9 million |
| Corporations or other businesses not listed above | 39 | $96.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Assets and accounts
- Regulatory assets$777.6 million
- Accounts1,376
- Discretionary$758.9 million · 1,370 accounts
- Non-discretionary$18.7 million · 6 accounts
People
- Employees10
- Advisory staff7
- Broker-dealer reps2
- Licensed insurance agents0
- Planning clients51 to 100
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 285374, SEC file 801-116790.
- Registered with the SEC as an investment advisor (status date on record: June 21, 2019).
Is Goalvest Advisory LLC a fiduciary?
Short answer: Goalvest Advisory LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.