SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Brookfield Public Securities Group LLC
New York, NY
CRD 110497
Firm filing updated September 2, 2026 ·
- $66.5BAssets
- 41Advisory staff
- 92Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals344
- Insurance companies28
- Pooled vehicles23
- Investment companies8
- Corporations or other businesses8
- and 2 more12
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 344 | $179.6 million |
| High net worth individuals | 7 | $430.9 million |
| Investment companies | 8 | $3.1 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 23 | $14.3 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $601.2 million |
| Charitable organizations | Fewer than 5 clients | $40.9 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $659.1 million |
| Insurance companies | 28 | $45.5 billion |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $604.7 million |
| Corporations or other businesses not listed above | 8 | $841.8 million |
| Other: "CDO/REIT" | 5 | $177.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$66.5 billion
- Accounts92
- Discretionary$66.4 billion · 87 accounts
- Non-discretionary$18.0 million · 5 accounts
People
- Employees90
- Advisory staff41
- Broker-dealer reps7
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 110497, SEC file 801-34605.
- Registered with the SEC as an investment advisor (status date on record: May 30, 1989).
Is Brookfield Public Securities Group LLC a fiduciary?
Short answer: Brookfield Public Securities Group LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 7 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.