SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ramirez Asset Management, Inc.
New York, NY
CRD 110637
Firm filing updated December 18, 2025 ·
- $12.3BAssets
- 21Advisory staff
- 768Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals442
- Charities73
- Corporations or other businesses48
- High net worth individuals43
- Pension and profit sharing plans29
- and 3 more34
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 442 | $126.8 million |
| High net worth individuals | 43 | $70.7 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $459.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 29 | $1.2 billion |
| Charitable organizations | 73 | $1.8 billion |
| State or municipal government entities (including government pension plans) | 17 | $4.7 billion |
| Other investment advisors | Fewer than 5 clients | $293.3 million |
| Insurance companies | 9 | $782.2 million |
| Corporations or other businesses not listed above | 48 | $2.5 billion |
| Other: "ENDOWMENT" | 6 | $308.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$12.3 billion
- Accounts768
- DiscretionaryAll accounts
People
- Employees48
- Advisory staff21
- Broker-dealer reps8
- Licensed insurance agents1
- Planning clients0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110637, SEC file 801-69304.
- Registered with the SEC as an investment advisor (status date on record: June 23, 2008).
Is Ramirez Asset Management, Inc. a fiduciary?
Short answer: Ramirez Asset Management, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 8 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.