SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Livian & Co.
New York, NY
Livian & Co., LLC, CRD 153771
Firm filing updated April 30, 2026 ·
- $152.9MAssets
- 70Clients
- 3Advisory staff
- 131Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals47
- Corporations or other businesses20
- Pooled vehicles3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 47 | $102.4 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $5.0 million |
| Corporations or other businesses not listed above | 20 | $45.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "CONSULTING SERVICES, FINANCIAL CONSULTING FOR OTHER INVESTMENT ADVISERS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "CONSULTING SERVICES, FINANCIAL CONSULTING FOR OTHER INVESTMENT ADVISERS"
Assets and accounts
- Regulatory assets$152.9 million
- Accounts131
- Discretionary$127.8 million · 120 accounts
- Non-discretionary$25.1 million · 11 accounts
People
- Employees5
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Livian & Co., LLC SEC-registered investment advisor. CRD 153771, SEC file 801-71406.
- Registered with the SEC as an investment advisor (status date on record: May 4, 2010).
Is Livian & Co. a fiduciary?
Short answer: Livian & Co. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.