SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Schroders Capital Management (US) Inc.
New York, NY
CRD 145194
Firm filing updated March 27, 2026 ·
- $34.6BAssets
- 90Advisory staff
- 148Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pooled vehicles69
- Pension and profit sharing plans43
- Corporations or other businesses14
- Investment companies6
- State or municipal government entities (including government pension plans)6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | Fewer than 5 clients | $184.6 million |
| Banking or thrift institutions | Fewer than 5 clients | $242.6 million |
| Investment companies | 6 | $125.5 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 69 | $20.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 43 | $9.6 billion |
| State or municipal government entities (including government pension plans) | 6 | $524.1 million |
| Insurance companies | Fewer than 5 clients | $1.1 billion |
| Corporations or other businesses not listed above | 14 | $2.8 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$34.6 billion
- Accounts148
- Discretionary$32.5 billion · 134 accounts
- Non-discretionary$2.1 billion · 14 accounts
People
- Employees163
- Advisory staff90
- Broker-dealer reps1
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 145194, SEC file 801-69112.
- Registered with the SEC as an investment advisor (status date on record: May 15, 2008).
Is Schroders Capital Management (US) Inc. a fiduciary?
Short answer: Schroders Capital Management (US) Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.