SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ninety One North America, Inc.
New York, NY
CRD 167922
Firm filing updated June 26, 2026 ·
- $41.5BAssets
- 39Advisory staff
- 2,290Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals2,204
- Pooled vehicles40
- Pension and profit sharing plans23
- Other investment advisors16
- Investment companies8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 2,204 | $485.9 million |
| Investment companies | 8 | $1.4 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 40 | $22.3 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 23 | $5.3 billion |
| Charitable organizations | Fewer than 5 clients | $91.2 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $1.2 billion |
| Other investment advisors | 16 | $6.3 billion |
| Insurance companies | Fewer than 5 clients | $252.3 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $10.7 million |
| Other: "NON-US GOVERNMENT PENSION PLANS" | 5 | $4.1 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$41.5 billion
- Accounts2,290
- DiscretionaryAll accounts
People
- Employees68
- Advisory staff39
- Broker-dealer reps20
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 167922, SEC file 801-80153.
- Registered with the SEC as an investment advisor (status date on record: August 5, 2014).
Is Ninety One North America, Inc. a fiduciary?
Short answer: Ninety One North America, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 20 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.