SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Snowden Capital Advisors LLC
New York, NY
CRD 157299
Firm filing updated August 18, 2026 ·
- $8.9BAssets
- 6,021Clients
- 105Advisory staff
- 10,260Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals4,298
- High net worth individuals1,580
- Pension and profit sharing plans75
- Charities57
- Corporations or other businesses11
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 4,298 | $1.5 billion |
| High net worth individuals | 1,580 | $7.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 75 | $134.4 million |
| Charitable organizations | 57 | $139.3 million |
| Corporations or other businesses not listed above | 11 | $26.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$8.9 billion
- Accounts10,260
- Discretionary$7.4 billion · 8,886 accounts
- Non-discretionary$1.4 billion · 1,374 accounts
People
- Employees154
- Advisory staff105
- Broker-dealer reps136
- Licensed insurance agents67
- Planning clients51 to 100
Advisors
80 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 157299, SEC file 801-72332.
- Registered with the SEC as an investment advisor (status date on record: June 17, 2011).
Is Snowden Capital Advisors LLC a fiduciary?
Short answer: Snowden Capital Advisors LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 136 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
67 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.