SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Grace & White, Inc
New York, NY
CRD 110761
Firm filing updated May 8, 2026 ·
- $964.2MAssets
- 4Advisory staff
- 349Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals156
- Individuals22
- Pension and profit sharing plans5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 22 | $8.2 million |
| High net worth individuals | 156 | $912.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $28.6 million |
| Charitable organizations | Fewer than 5 clients | $4.8 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $10.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$964.2 million
- Accounts349
- DiscretionaryAll accounts
People
- Employees5
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 110761, SEC file 801-13000.
- Registered with the SEC as an investment advisor (status date on record: May 13, 1977).
Is Grace & White, Inc a fiduciary?
Short answer: Grace & White, Inc is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.