SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
J.P. Morgan Investment Management Inc.
New York, NY
CRD 107038
Firm filing updated August 26, 2026 ·
- $3519.4BAssets
- 128,965Clients
- 2,260Advisory staff
- 132,150Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pension and profit sharing plans892
- Corporations or other businesses461
- Investment companies373
- Pooled vehicles305
- Charities200
- and 6 more478
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 15 | $12.8 billion |
| Banking or thrift institutions | 16 | $1.3 billion |
| Investment companies | 373 | $1823.2 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 305 | $883.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 892 | $198.0 billion |
| Charitable organizations | 200 | $24.3 billion |
| State or municipal government entities (including government pension plans) | 155 | $63.7 billion |
| Other investment advisors | 97 | $6.5 billion |
| Insurance companies | 154 | $131.3 billion |
| Sovereign wealth funds and foreign official institutions | 41 | $69.3 billion |
| Corporations or other businesses not listed above | 461 | $226.8 billion |
| Other: "RETAIL WRAP CLIENTS" | 126,256 | $79.1 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 7 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$3519.4 billion
- Accounts132,150
- Discretionary$3494.4 billion · 132,057 accounts
- Non-discretionary$25.0 billion · 93 accounts
People
- Employees3,194
- Advisory staff2,260
- Broker-dealer reps843
- Licensed insurance agents14
Advisors
37 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 107038, SEC file 801-21011.
- Registered with the SEC as an investment advisor (status date on record: April 4, 1984).
Is J.P. Morgan Investment Management Inc. a fiduciary?
Short answer: J.P. Morgan Investment Management Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 843 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
14 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.