SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
J. Safra Asset Management Corporation
New York City, NY
CRD 131243
Firm filing updated August 26, 2026 ·
- $6.3BAssets
- 13Advisory staff
- 3,440Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals3,079
- Individuals295
- Corporations or other businesses62
- Pooled vehicles6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 295 | $150.9 million |
| High net worth individuals | 3,079 | $5.6 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $243.6 million |
| Insurance companies | Fewer than 5 clients | $44.7 million |
| Corporations or other businesses not listed above | 62 | $241.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "INVESTMENT CONSULTING TO INVESTMENT MANAGERS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "INVESTMENT CONSULTING TO INVESTMENT MANAGERS"
Assets and accounts
- Regulatory assets$6.3 billion
- Accounts3,440
- Discretionary$6.2 billion · 3,429 accounts
- Non-discretionary$95.6 million · 11 accounts
People
- Employees22
- Advisory staff13
- Broker-dealer reps5
- Licensed insurance agents1
- Planning clients0
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 131243, SEC file 801-63032.
- Registered with the SEC as an investment advisor (status date on record: April 15, 2004).
Is J. Safra Asset Management Corporation a fiduciary?
Short answer: J. Safra Asset Management Corporation is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 5 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.