SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
ClearBridge Investments, LLC
New York, NY
CRD 137028
Firm filing updated August 28, 2026 ·
- $184.8BAssets
- 71Advisory staff
- 12,530Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals122,494
- Corporations or other businesses659
- Pension and profit sharing plans469
- High net worth individuals452
- Charities244
- and 5 more209
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 122,494 | $47.4 billion |
| High net worth individuals | 452 | $1.3 billion |
| Banking or thrift institutions | 33 | $313.9 million |
| Investment companies | 44 | $74.6 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 47 | $11.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 469 | $2.6 billion |
| Charitable organizations | 244 | $1.5 billion |
| State or municipal government entities (including government pension plans) | 17 | $276.3 million |
| Other investment advisors | 68 | $42.8 billion |
| Insurance companies | Fewer than 5 clients | $445.4 million |
| Corporations or other businesses not listed above | 659 | $2.5 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$184.8 billion
- Accounts12,530
- Discretionary$141.5 billion · 12,459 accounts
- Non-discretionary$43.3 billion · 71 accounts
People
- Employees210
- Advisory staff71
- Broker-dealer reps68
- Licensed insurance agents0
Advisors
25 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 137028, SEC file 801-64710.
- Registered with the SEC as an investment advisor (status date on record: September 30, 2005).
Is Clearbridge Investments, LLC a fiduciary?
Short answer: Clearbridge Investments, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 68 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.