SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Pave Investment Advisors, LLC.
New York, NY
CRD 322420
Firm filing updated June 3, 2026 ·
- $669.6MAssets
- 93Clients
- 2Advisory staff
- 2,731Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals74
- Other investment advisors19
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 74 | $25.8 million |
| Other investment advisors | 19 | $643.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Other: "NON-DISCRETIONARY ASSET ALLOCATION/ STOCK OPTIMIZATION"
- Portfolio management for individuals and/or small businesses
- Other: "NON-DISCRETIONARY ASSET ALLOCATION/ STOCK OPTIMIZATION"
Assets and accounts
- Regulatory assets$669.6 million
- Accounts2,731
- Discretionary$52.6 million · 191 accounts
- Non-discretionary$617.0 million · 2,540 accounts
People
- Employees7
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 322420, SEC file 801-126164.
- Registered with the SEC as an investment advisor (status date on record: July 22, 2022).
Is Pave Investment Advisors, LLC. a fiduciary?
Short answer: Pave Investment Advisors, LLC. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.