SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
New Holland Capital, LLC
New York, NY
CRD 160211
Firm filing updated September 4, 2026 ·
- $23.3BAssets
- 34Clients
- 17Advisory staff
- 18Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pooled vehicles17
- High net worth individuals7
- Corporations or other businesses5
- Other investment advisors4
- Charities1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 7 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 17 | $23.3 billion |
| Charitable organizations | 1 | $0 |
| Other investment advisors | 4 | $0 |
| Corporations or other businesses not listed above | 5 | $0 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$23.3 billion
- Accounts18
- DiscretionaryAll accounts
People
- Employees32
- Advisory staff17
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 160211, SEC file 801-74244.
- Registered with the SEC as an investment advisor (status date on record: March 30, 2012).
Is New Holland Capital, LLC a fiduciary?
Short answer: New Holland Capital, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.