SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Quint Capital Management
New York, NY
Quint Capital Corporation, CRD 26586
Firm filing updated September 28, 2026 ·
- $875MAssets
- 9Advisory staff
- 85Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals60
- Pension and profit sharing plans20
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | Fewer than 5 clients | $0 |
| High net worth individuals | 60 | $750.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 20 | $125.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$875.0 million
- Accounts85
- Discretionary$750.0 million · 60 accounts
- Non-discretionary$125.0 million · 25 accounts
People
- Employees15
- Advisory staff9
- Broker-dealer reps12
- Licensed insurance agents6
- Planning clients0
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Quint Capital Corporation SEC-registered investment advisor. CRD 26586, SEC file 801-128990.
- Registered with the SEC as an investment advisor (status date on record: November 8, 2023).
Is Quint Capital Management a fiduciary?
Short answer: Quint Capital Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 12 staff are broker-dealer representatives, the firm is itself a broker-dealer, the firm is itself a registered representative of a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
6 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.