SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Voya Investment Management Co. LLC
New York, NY
CRD 106494
Firm filing updated March 31, 2026 ·
- $274.9BAssets
- 566Clients
- 317Advisory staff
- 519Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Corporations or other businesses197
- Investment companies166
- Insurance companies56
- State or municipal government entities (including government pension plans)52
- Individuals40
- and 4 more52
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 40 | $1.5 billion |
| Investment companies | 166 | $67.4 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $2.3 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $2.8 billion |
| Charitable organizations | 6 | $244.8 million |
| State or municipal government entities (including government pension plans) | 52 | $17.3 billion |
| Other investment advisors | 35 | $95.6 billion |
| Insurance companies | 56 | $37.0 billion |
| Corporations or other businesses not listed above | 197 | $48.9 billion |
| Other: "VOYA AFFILIATE; INSTITUTIONAL" | 3 | $1.9 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
Assets and accounts
- Regulatory assets$274.9 billion
- Accounts519
- DiscretionaryAll accounts
People
- Employees859
- Advisory staff317
- Broker-dealer reps189
- Licensed insurance agents2
- Planning clients0
Advisors
29 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 106494, SEC file 801-9046.
- Registered with the SEC as an investment advisor (status date on record: January 7, 1973).
Is Voya Investment Management Co. LLC a fiduciary?
Short answer: Voya Investment Management Co. LLC is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 189 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.