SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Momentum Advisors
New York, NY
Momentum Advisors, LLC, CRD 159574
Firm filing updated July 17, 2026 ·
- $414.7MAssets
- 370Clients
- 7Advisory staff
- 370Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals220
- High net worth individuals134
- Charities12
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 220 | $94.4 million |
| High net worth individuals | 134 | $257.0 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $6.6 million |
| Charitable organizations | 12 | $54.5 million |
| Other: "NON-DISCRETIONARY INDIVIDUAL" | 3 | $2.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 9 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "ADVICE ON FRANCHISE INVESTING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "ADVICE ON FRANCHISE INVESTING"
Assets and accounts
- Regulatory assets$414.7 million
- Accounts370
- Discretionary$412.5 million · 367 accounts
- Non-discretionary$2.1 million · 3 accounts
People
- Employees10
- Advisory staff7
- Broker-dealer reps0
- Licensed insurance agents5
- Planning clients0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Momentum Advisors, LLC SEC-registered investment advisor. CRD 159574, SEC file 801-73092.
- Registered with the SEC as an investment advisor (status date on record: February 7, 2012).
Is Momentum Advisors a fiduciary?
Short answer: Momentum Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
5 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.