SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Atalanta Sosnoff Management, LLC
New York, NY
CRD 11085
Firm filing updated March 31, 2026 ·
- $3.9BAssets
- 8Advisory staff
- 597Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals87
- Individuals78
- Corporations or other businesses3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 78 | $36.0 million |
| High net worth individuals | 87 | $253.0 million |
| Charitable organizations | Fewer than 5 clients | $119.2 million |
| Corporations or other businesses not listed above | 3 | $11.8 million |
| Other: "WRAP AND UMA PROGRAMS" | 425 | $3.5 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "PORTFOLIO MANGEMENT TO WRAP AND UMA PROGRAMS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "PORTFOLIO MANGEMENT TO WRAP AND UMA PROGRAMS"
Assets and accounts
- Regulatory assets$3.9 billion
- Accounts597
- DiscretionaryAll accounts
People
- Employees37
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 11085, SEC file 801-22856.
- Registered with the SEC as an investment advisor (status date on record: November 28, 1984).
Is Atalanta Sosnoff Management, LLC a fiduciary?
Short answer: Atalanta Sosnoff Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.