SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Rothschild Capital Partners
New York, NY
Rothschild Capital Partners, LLC, CRD 161688
Firm filing updated April 17, 2026 ·
- $469.7MAssets
- 5Advisory staff
- 93Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals57
- Individuals7
- Pooled vehicles3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 7 | $3.0 million |
| High net worth individuals | 57 | $210.0 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $255.7 million |
| Charitable organizations | Fewer than 5 clients | $1.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$469.7 million
- Accounts93
- DiscretionaryAll accounts
People
- Employees9
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients11 to 25
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Rothschild Capital Partners, LLC SEC-registered investment advisor. CRD 161688, SEC file 801-73843.
- Registered with the SEC as an investment advisor (status date on record: March 30, 2012).
Is Rothschild Capital Partners a fiduciary?
Short answer: Rothschild Capital Partners is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.