SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Deltec Asset Management LLC
New York, NY
CRD 104068
Firm filing updated March 18, 2026 ·
- $782.8MAssets
- 161Clients
- 7Advisory staff
- 161Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals123
- Individuals25
- Pooled vehicles7
- Charities5
- Banks1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 25 | $13.0 million |
| High net worth individuals | 123 | $400.9 million |
| Banking or thrift institutions | 1 | $8.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $292.3 million |
| Charitable organizations | 5 | $68.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$782.8 million
- Accounts161
- DiscretionaryAll accounts
People
- Employees15
- Advisory staff7
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 104068, SEC file 801-58090.
- Registered with the SEC as an investment advisor (status date on record: September 29, 2000).
Is Deltec Asset Management LLC a fiduciary?
Short answer: Deltec Asset Management LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.