SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Levin Capital Strategies, L.P.
New York, NY
CRD 137147
Firm filing updated March 31, 2026 ·
- $1.7BAssets
- 9Advisory staff
- 265Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals132
- Individuals118
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 118 | $210.5 million |
| High net worth individuals | 132 | $1.1 billion |
| Banking or thrift institutions | Fewer than 5 clients | $116.9 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $20.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $138.8 million |
| Charitable organizations | Fewer than 5 clients | $73.1 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $19.9 million |
| Other: "TRUSTS, ESTATES" | Fewer than 5 clients | $6.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$1.7 billion
- Accounts265
- Discretionary$1.5 billion · 264 accounts
- Non-discretionary$187.3 million · 1 accounts
People
- Employees14
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Registration details
- SEC-registered investment advisor. CRD 137147, SEC file 801-65045.
- Registered with the SEC as an investment advisor (status date on record: January 20, 2006).
Is Levin Capital Strategies, L.P. a fiduciary?
Short answer: Levin Capital Strategies, L.P. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.