SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Vanderbilt Avenue Asset Management LLC
New York, NY
CRD 145370
Firm filing updated March 24, 2026 ·
- $241.9MAssets
- 6Advisory staff
- 23Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Corporations or other businesses6
- High net worth individuals4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 4 | $12.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $10.3 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $86.3 million |
| Insurance companies | Fewer than 5 clients | $24.8 million |
| Corporations or other businesses not listed above | 6 | $108.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "ASSET ALLOCATION STATISTICS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "ASSET ALLOCATION STATISTICS"
Assets and accounts
- Regulatory assets$241.9 million
- Accounts23
- Discretionary$195.6 million · 12 accounts
- Non-discretionary$46.3 million · 11 accounts
People
- Employees6
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 145370, SEC file 801-68702.
- Registered with the SEC as an investment advisor (status date on record: February 1, 2008).
Is Vanderbilt Avenue Asset Management LLC a fiduciary?
Short answer: Vanderbilt Avenue Asset Management LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.