SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ritholtz Wealth Management
New York, NY
CRD 168652
Firm filing updated August 10, 2026 ·
- $9.4BAssets
- 48Advisory staff
- 13,828Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals2,694
- High net worth individuals1,445
- Pension and profit sharing plans82
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 2,694 | $779.2 million |
| High net worth individuals | 1,445 | $8.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 82 | $413.8 million |
| Charitable organizations | Fewer than 5 clients | $73.2 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $34.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "GOOD ADVICE; LIFTOFF - AUTOMATED ADVISORY SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "GOOD ADVICE; LIFTOFF - AUTOMATED ADVISORY SERVICES"
Assets and accounts
- Regulatory assets$9.4 billion
- Accounts13,828
- Discretionary$8.5 billion · 13,305 accounts
- Non-discretionary$911.3 million · 523 accounts
People
- Employees83
- Advisory staff48
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients0
Advisors
34 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 168652, SEC file 801-78479.
- Registered with the SEC as an investment advisor (status date on record: September 16, 2013).
Is Ritholtz Wealth Management a fiduciary?
Short answer: Ritholtz Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.