Alan Louis Brockhaus
Investment adviser representative at Ritholtz Wealth Management
11 yearsExperience
1 stateRegistered in
CFP® certification, ChFC®Designations
$9.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Ritholtz Wealth ManagementJun 2023 to now
- Wells Fargo Clearing Services, LLCNov 2016 to May 2023
- Wells Fargo Advisors, LLCJun 2015 to Nov 2016
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (LA).
Ritholtz Wealth Management
$9.4BAssets managed
4,221Clients
57Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5852489
- Firm CRD
- 168652