SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Summit Rock Advisors, LP
New York, NY
CRD 144059
Firm filing updated March 27, 2026 ·
- $26.2BAssets
- 72Clients
- 41Advisory staff
- 226Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- High net worth individuals36
- Pooled vehicles21
- Charities15
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 36 | $7.1 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 21 | $15.0 billion |
| Charitable organizations | 15 | $4.1 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$26.2 billion
- Accounts226
- Discretionary$15.3 billion · 175 accounts
- Non-discretionary$10.9 billion · 51 accounts
People
- Employees74
- Advisory staff41
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients51 to 100
Registration details
- SEC-registered investment advisor. CRD 144059, SEC file 801-67952.
- Registered with the SEC as an investment advisor (status date on record: May 29, 2007).
Is Summit Rock Advisors, LP a fiduciary?
Short answer: Summit Rock Advisors, LP is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.