SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Pivotal Advisors LLC
New York, NY
CRD 310612
Firm filing updated March 31, 2026 ·
- $1.1BAssets
- 15Clients
- 1Advisory staff
- 15Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Charities9
- High net worth individuals6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 6 | $3.8 million |
| Charitable organizations | 9 | $1.1 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
See all 6 services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "PERFORMANCE REPORTING"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "PERFORMANCE REPORTING"
Assets and accounts
- Regulatory assets$1.1 billion
- Accounts15
- Discretionary$303.8 million · 14 accounts
- Non-discretionary$762.9 million · 1 accounts
People
- Employees4
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 310612, SEC file 801-119532.
- Registered with the SEC as an investment advisor (status date on record: November 16, 2020).
Is Pivotal Advisors LLC a fiduciary?
Short answer: Pivotal Advisors LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.