SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Quantel Asset Management LLC
New York, NY
CRD 311013
Firm filing updated July 24, 2026 ·
- $59.7MAssets
- 1Advisory staff
- 134Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)Yes
- Performance-based feesYes
- Hourly chargesNo
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals85
- High net worth individuals47
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 85 | $18.6 million |
| High net worth individuals | 47 | $41.1 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $37,493 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
See all 5 services
- Security ratings or pricing services
- Market timing services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Market timing services
Assets and accounts
- Regulatory assets$59.7 million
- Accounts134
- Discretionary$46.0 million · 131 accounts
- Non-discretionary$13.7 million · 3 accounts
People
- Employees3
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 311013, SEC file 801-119860.
- Registered with the SEC as an investment advisor (status date on record: November 25, 2020).
Is Quantel Asset Management LLC a fiduciary?
Short answer: Quantel Asset Management LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.