SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
First Eagle Separate Account Management, LLC
New York, NY
CRD 300359
Firm filing updated July 30, 2026 ·
- $907.6MAssets
- 1,821Clients
- 40Advisory staff
- 1,819Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Pension and profit sharing plans848
- Individuals204
- Corporations or other businesses103
- Charities31
- High net worth individuals11
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 204 | $78.0 million |
| High net worth individuals | 11 | $70.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 848 | $234.2 million |
| Charitable organizations | 31 | $72.9 million |
| Corporations or other businesses not listed above | 103 | $121.0 million |
| Other: "TRUSTS, FOUNDATIONS, ENDOWMENT, COMMUNITY PROPERTY, BENEFICIARY, TIC, IND VARIABLE LIFE, IRA ROTH, LTD LIABILITY CO, NON PROFIT" | 624 | $331.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$907.6 million
- Accounts1,819
- DiscretionaryAll accounts
People
- Employees46
- Advisory staff40
- Broker-dealer reps1
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 300359, SEC file 801-116996.
- Registered with the SEC as an investment advisor (status date on record: July 22, 2019).
Is First Eagle Separate Account Management, LLC a fiduciary?
Short answer: First Eagle Separate Account Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.