SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Sagewood Asset Management LP
New York, NY
CRD 281548
Firm filing updated March 31, 2026 ·
- $2.7BAssets
- 3Advisory staff
- 255Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals232
- Corporations or other businesses21
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 232 | $2.4 billion |
| Corporations or other businesses not listed above | 21 | $285.3 million |
| Other: "FOUNDATIONS/ENDOWMENTS" | Fewer than 5 clients | $23.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.7 billion
- Accounts255
- DiscretionaryAll accounts
People
- Employees7
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Registration details
- SEC-registered investment advisor. CRD 281548, SEC file 801-106703.
- Registered with the SEC as an investment advisor (status date on record: September 25, 2015).
Is Sagewood Asset Management LP a fiduciary?
Short answer: Sagewood Asset Management LP is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.