SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Williams Jones Wealth Management, LLC
New York, NY
CRD 301925
Firm filing updated April 30, 2026 ·
- $12.5BAssets
- 1,754Clients
- 24Advisory staff
- 4,788Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals1,335
- Individuals182
- Charities127
- Corporations or other businesses84
- Pension and profit sharing plans26
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 182 | $125.0 million |
| High net worth individuals | 1,335 | $11.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 26 | $114.1 million |
| Charitable organizations | 127 | $271.4 million |
| Corporations or other businesses not listed above | 84 | $1.0 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "CREDIT AND CASH MANAGEMENT SOLUTIONS; INSURANCE SOLUTIONS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "CREDIT AND CASH MANAGEMENT SOLUTIONS; INSURANCE SOLUTIONS"
Assets and accounts
- Regulatory assets$12.5 billion
- Accounts4,788
- Discretionary$12.4 billion · 4,717 accounts
- Non-discretionary$54.6 million · 71 accounts
People
- Employees52
- Advisory staff24
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1,000
Advisors
11 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 301925, SEC file 801-116946.
- Registered with the SEC as an investment advisor (status date on record: July 22, 2019).
Is Williams Jones Wealth Management, LLC a fiduciary?
Short answer: Williams Jones Wealth Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.