Firms registered with the SEC in the last 12 months

This page lists advisory firms whose current SEC registration became effective in the 12 months before the SEC data date. Months are newest first. It is a list, not a ranking and not a recommendation. A registration date is not the date a firm started. Many firms were in business, or registered with a state, before this date. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.

SEC data as of September 29, 2026