Firms registered with the SEC in September 2026

This page lists 46 advisory firms whose current SEC registration became effective in September 2026. Firms are grouped by state, A to Z. It is a list, not a ranking and not a recommendation. A registration date is not the date a firm started. Many firms were in business, or registered with a state, before this date. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.

Listed A to Z. Not a ranking or a recommendation.

Firm, office, and SEC registration date.

SEC data as of September 29, 2026